Hong Kong Drug Licence Applications and Acquisitions · RGYS|Global Licensing and Compliance Service Provider
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Hong Kong Drug Licence FAQs

Search 500 Hong Kong drug licence FAQs on applications, personnel, premises, quality systems, ongoing regulation, renewals and acquisitions.

Information status: The original FAQ material dates from 2025 and is provided for topic-based reference; it does not represent an individual verification of all 500 FAQs against current rules. For application, fee, renewal, change, product or prescription requirements, please refer to the current official forms and guidance.

Official information from the Drug Office Official information from the Chinese Medicines Board

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Q158 · 选择工业大厦还是商业楼宇作为药品经营处所,各有哪些利弊和合规考量?独立链接
Choosing an industrial building or commercial building as premises for a pharmaceutical business involves balancing cost, compliance and operational convenience. Industrial buildings generally offer lower rents, larger units, higher floor loading capacity and freight lifts, making them suitable for receiving and dispatching large volumes of medicines. However, some older industrial buildings may have poor hygiene and security, requiring additional investment in refurbishment. Commercial buildings are generally in convenient locations, with better building management and security and a better overall environment. However, rents are high, units are smaller, and there may be various restrictions on transporting goods, such as time-limited use of passenger lifts. From a compliance perspective, whichever type of building is chosen, you must ensure that the unit’s Occupation Permit and land lease allow it to be used as a ‘warehouse’ or for ‘non-domestic’ purposes.

📘 Regulatory basis

The Department of Health focuses mainly on whether premises meet the physical and management requirements for medicine storage, and has no preference for a particular building type. However, the use of the premises must comply with the requirements of the Buildings Department and the Lands Department. Operating from premises whose use does not comply with land-use requirements is illegal.

📗 Drew Tang's recommendations

For wholesalers requiring a larger storage area, we generally recommend newer industrial buildings, which have well-developed facilities, meet storage needs and provide a good office environment. Before signing a lease, have a solicitor or professional check the occupation permit and lease terms for the unit to confirm that its intended use is permitted. We can assist clients with due diligence to help them avoid leasing pitfalls.

📕 Risk notice

Leasing a unit that does not comply with statutory permitted use is a fatal mistake. Even if you invest heavily in fitting it out and pass a Department of Health inspection, if the Buildings Department or Lands Department discovers a breach, you may be ordered to vacate immediately, and your investment could be lost. This is the primary legal risk to avoid at the site-selection stage.

Q161 · 如果药品仓库位于多层建筑的楼上,对电梯和搬运通道有何要求?独立链接
When a medicine warehouse is located on a floor above or below ground level, requirements for vertical transport and handling routes are critical. First, there must be a dedicated or sufficiently large freight lift, with dimensions and load capacity that can readily accommodate standard handling equipment such as pallets and roll cages. Passenger lifts must not be used to transport bulk medicines. Second, the routes from the loading bay to the lift, and from the lift to the warehouse entrance, must be unobstructed, level and clear, with sufficient width for handling equipment to pass and turn easily. The floor surfaces along these routes should also be durable and hard-wearing. Emergency arrangements must also be considered—for example, whether there is an alternative plan or procedure for urgent medicine transport if the lift breaks down. Although this may be difficult in practice, having a plan is better than having none.

📘 Regulatory basis

Good Distribution Practice (GDP) does not specify lift specifications, but its core principle is that “premises and equipment must be suitable for their intended use”. If transport facilities are inadequate to move medicines safely and effectively, resulting in damage to the medicines or interruption of temperature control during handling, this will be considered non-compliant.

📗 Drew Tang's recommendations

When selecting a site, we strongly recommend visiting in person and testing the goods lift, including its availability during peak periods. A goods lift that frequently requires queuing can seriously affect operational efficiency. You should also agree with the building management on the times and routes for moving medicines, to ensure compliance with the building’s management rules and avoid future disputes.

📕 Risk notice

Overlooking vertical transportation is a common mistake. If the premises have only passenger lifts or a small goods lift, daily operations may be extremely inconvenient or even impracticable. During an inspection by the Department of Health, if officers consider that your handling arrangements could damage medicines or create a safety risk—for example, by forcing goods through a narrow corridor—they may require you not to commence operations until improvements have been made.

Q163 · 药品仓库的清洁和消毒程序应如何制定和记录,才能符合GDP要求?独立链接
Establishing a compliant cleaning and disinfection procedure is fundamental to maintaining hygiene in the medicine storage environment. The procedure must be a written Standard Operating Procedure (SOP) and should include: 1. Scope of cleaning, covering all areas, including floors, walls, shelving and equipment. 2. Cleaning frequency, which may vary between areas—for example, daily cleaning of operational areas and weekly or monthly cleaning of high shelving. 3. Cleaning agents and disinfectants used, specifying the product name, concentration and method of use, and ensuring they will not contaminate medicines. 4. Cleaning tools, specifying dedicated tools (such as mops and cloths) and how they are to be cleaned and stored after use to prevent cross-contamination. 5. Cleaning methods, describing the operating steps in detail. 6. Record-keeping requirements: after each cleaning, the responsible person must sign and date the Cleaning Record Form. The disinfection procedure should be implemented when necessary, such as after a spillage or contamination incident, and documented in the same detail.

📘 Regulatory basis

Good Distribution Practice (GDP) expressly requires “written cleaning procedures that specify the cleaning methods, equipment and materials for different areas”. It also states that “cleaning records should be kept”.

📗 Drew Tang's recommendations

We recommend that clients display cleaning SOPs and record sheets in prominent locations in the warehouse so that staff can readily consult and follow them. Cleaning record sheets should be simple and clear, with fields for the date, time, area cleaned, person carrying out the cleaning and reviewer. It is very important to train cleaning staff regularly to ensure that they understand and strictly follow the SOP.

📕 Risk notice

The absence of written cleaning procedures and complete cleaning records is a common inspection deficiency. If the warehouse is visibly dirty, or you cannot provide cleaning records when requested by an inspector, this will be regarded as a lack of basic hygiene management. Strongly scented household cleaning agents may also be questioned, as their vapours could contaminate medicines.

Q164 · 如果我的业务同时涉及西药和中成药,是否可以在同一个仓库内储存?独立链接
It is permissible to store Western medicines and proprietary Chinese medicines in the same warehouse, but strict physical segregation and operational separation are required to prevent cross-contamination and mix-ups. First, the warehouse must have clearly defined, physically separated areas for Western medicines and proprietary Chinese medicines. Ideally, use separate rooms or separate them with solid walls. If this is not feasible, at least store them in different areas of the warehouse using a racking system and provide very clear labels. The handling processes for the two product categories (receipt, inspection, put-away, picking and checking) should be separated as far as possible, and they should not be handled at the same workstation or at the same time. In particular, some Chinese herbal medicines may have a strong odour or generate dust, so they must be strictly segregated from Western medicines to prevent odour or physical cross-contamination.

📘 Regulatory basis

Both the GDP guidelines for Western medicines and the Chinese Medicine Council of Hong Kong's Code of Practice for Retailers of Chinese Herbal Medicines emphasise the importance of preventing cross-contamination. Although no regulation expressly prohibits storage in the same warehouse, the regulatory focus is on risk management: you must demonstrate that adequate measures are in place to manage this risk.

📗 Drew Tang's recommendations

If your business is large-scale, we strongly recommend setting up completely separate warehouses for Western medicines and proprietary Chinese medicines. If they must be stored in the same warehouse, consider separate ventilation systems in addition to physical segregation, particularly if the Chinese herbal medicines area emits odours. The Warehouse Management System (WMS) should also use different location codes for the two product categories to distinguish them at system level.

📕 Risk notice

Storing western medicines and proprietary Chinese medicines together, or on adjacent shelves without effective segregation, is wholly unacceptable. If discovered during an inspection, this will be regarded as a serious breach. In particular, if western medicines, such as tablets, are contaminated by dust or odours from Chinese herbal medicines, they may be deemed contaminated and could all have to be destroyed, resulting in substantial financial loss.

Q166 · 仓库的消防安全需要符合哪些规定?是否需要安装特定的消防系统?独立链接
Fire safety in a medicine warehouse is a basic requirement for protecting people and property, and must strictly comply with the requirements of the Hong Kong Fire Services Department. First, the premises must be equipped with a sufficient number and appropriate types of fire-fighting equipment, such as portable fire extinguishers (dry powder, carbon dioxide, etc.) and fire hose reels, according to their area and the fire risk of the goods stored. All fire-fighting equipment must be placed where it is readily accessible, clearly marked, and inspected and maintained annually by a registered fire service installation contractor. Second, all fire escape routes, emergency exits and stairways must be kept clear and unobstructed; goods or other items must not be stored there. Emergency exit doors must be easy to open from the inside. Third, a fire detection and alarm system that complies with regulations (smoke detectors, fire alarm bells, etc.) should be installed. The Fire Services Department may also require automatic sprinkler systems in large or high-risk warehouses.

📘 Regulatory basis

The fire safety installations at the premises must comply with the Fire Services Ordinance (Cap. 95) and relevant subsidiary legislation. The Fire Services Department will issue “fire safety directions” based on the use and design of the building, which licence holders must comply with. The Department of Health will also consider whether fire safety requirements are met during inspections.

📗 Drew Tang's recommendations

We recommend that clients engage a registered fire service installation contractor to assess the premises before moving in, ensuring that all fire service installations are in good condition and meet the latest standards. A simple emergency evacuation plan should also be prepared and displayed prominently, so that all employees know the evacuation routes and assembly point in the event of a fire.

📕 Risk notice

Failure to comply with fire safety requirements will not only result in failure to pass a Department of Health inspection, but will also constitute a direct breach of fire safety legislation, potentially leading to fines or even imprisonment. Obstructing fire escape routes or emergency exits is an extremely dangerous and common breach. If discovered during a Fire Services Department inspection, it may result in an immediate warning letter or prosecution. A fire can cause not only property damage but also injuries or loss of life; this is a red line that must never be crossed.

Q168 · 对于退回或召回的药品,在处所内应如何隔离和管理?独立链接
Managing returned or recalled medicines is a key closed-loop control in the pharmaceutical quality control system and must be strictly implemented. First, a physically segregated area must be established in the warehouse specifically for returned/recalled medicines, with clear and prominent signage such as “Returned/Recalled Products Area - Not for Use”. All medicines returned by customers or recalled under instructions from the manufacturer or Department of Health must be moved to this area immediately upon receipt and must not be mixed with released stock. Second, detailed records must be kept for each batch of returned/recalled medicines, including the medicine name, batch number, quantity, reason for return/recall, source and date received. These medicines should be treated as “non-conforming goods” and must remain segregated until the quality control department makes a final disposition decision (for example, destruction or return to the supplier).

📘 Regulatory basis

Good Distribution Practice (GDP) expressly requires that “dedicated areas should be provided for the storage of returned medicines, separate from released goods”. For recalled medicines, it also requires that “recalled medicines should be identified and stored separately from released goods in a secure area until a final disposition decision has been made”.

📗 Drew Tang's recommendations

We recommend that clients use a lockable cage trolley or locked room as the returns/recall area, providing two layers of protection. This is not only physical segregation but also access control, and can more effectively prevent these medicines from being incorrectly shipped again. In the warehouse management system (WMS), the stock status of these medicines should also be marked as “locked” or “unavailable” to prevent their allocation to new orders at system level.

📕 Risk notice

Failure to effectively segregate returned or recalled medicines is an extremely serious breach. If medicines with potential quality issues are accidentally sold again, they may harm patients and lead to serious medical incidents and legal disputes. If inspectors find returned medicines scattered in the area for released goods, your Quality Management System will be considered to have failed completely.

Q170 · 如果药品在仓库内发生泄漏或溢出,应如何处理以确保存储环境不受污染?独立链接
Medicine leaks or spills must be handled promptly, safely and effectively in accordance with a pre-established emergency procedure. First, immediately isolate the affected area to prevent the contamination from spreading, and evacuate non-essential personnel. Operators must wear appropriate personal protective equipment (PPE), such as gloves and masks; if handling toxic or corrosive medicines, goggles and protective clothing may also be required. Second, use a dedicated spill kit to absorb and clean up the spill. A kit typically contains absorbent pads, absorbent powder, dedicated scoops and sealed bags. Do not rinse the spill directly with water, as this may spread contaminants into the drainage system. All contaminated materials, including spilled medicines, absorbents and contaminated packaging, must be collected in dedicated, clearly labelled sealed containers or bags and handled as chemical waste. Finally, after the area has been cleaned, it must be thoroughly cleaned and disinfected again, and checked by the quality department to confirm that no residue remains before it is put back into use. The entire incident response must be documented in detail.

📘 Regulatory basis

The Good Distribution Practice (GDP) requires written procedures for handling medicine spills to prevent cross-contamination and ensure the safety of personnel. Waste disposal must also comply with the relevant requirements of the Environmental Protection Department.

📗 Drew Tang's recommendations

We strongly recommend that clients keep at least one commercial-grade spill response kit in a prominent location in the warehouse, and train relevant staff in its correct use through instruction and drills. Prepare a simple, clear Spill Response SOP and keep it with the kit. This enables staff to follow the correct procedures even in an emergency.

📕 Risk notice

Improper handling of a medicine spill carries multiple risks: harm to employees, environmental contamination and cross-contamination of other medicines in the warehouse. If officers find during an inspection that you have no procedure or equipment for dealing with spills, your emergency management capability will be seriously questioned. Improper handling of spills involving high-risk medicines such as cytotoxic drugs may have serious consequences.

Q171 · 药品仓库产生的废弃物(如过期药品、污染包装)应如何合法合规地处理?独立链接
Waste generated by a medicine warehouse, particularly expired, damaged or contaminated medicines, is chemical waste. Its disposal must strictly comply with Environmental Protection Department requirements in Hong Kong; it must never be discarded as ordinary rubbish. First, the company must register with the Environmental Protection Department as a “chemical waste producer”. Second, all medicines to be destroyed and packaging materials contaminated by them must be collected in dedicated, leak-proof containers labelled “chemical waste”, and kept in a secure designated area, strictly segregated from released goods. Third, a licensed “chemical waste collector” must be engaged to collect and dispose of the waste. Both parties must complete and sign a Trip Ticket, the statutory tracking document for waste from generation to final disposal. All relevant disposal records, including the destruction contractor’s qualification documents and Trip Tickets, must be properly retained for at least 12 months.

📘 Regulatory basis

Waste disposal is governed by the Waste Disposal Ordinance (Cap. 354) and the Waste Disposal (Chemical Waste) (General) Regulation made under it. The Regulation sets out in detail the definition of chemical waste, the responsibilities of waste producers, and packaging, labelling and record-keeping requirements.

📗 Drew Tang's recommendations

We recommend that clients enter into a long-term service contract with a reputable licensed chemical waste disposal company. When selecting a service provider, be sure to verify that its licence issued by the Environmental Protection Department remains valid. Document the destruction of discarded medicines and maintain a dedicated destruction file, including the list of medicines, quantities and batch numbers for each destruction, together with the final certificate of destruction. This can demonstrate comprehensive closed-loop management during a Department of Health inspection.

📕 Risk notice

Unlawful disposal of pharmaceutical waste is a serious criminal offence. If expired medicines are found mixed with ordinary rubbish or poured into drains, the company and persons responsible may face substantial fines or even imprisonment. Without a complete chain of “transport records”, you will be unable to demonstrate the lawful destination of the waste, which is a major audit deficiency.

Q172 · 处所内是否需要为员工设立独立的更衣室、洗手间和休息区?独立链接
Yes, providing appropriate hygiene and rest facilities for employees is one of the requirements of Good Distribution Practice. The aim is to protect staff health and prevent medicines from being contaminated due to personal hygiene issues. The premises should have a sufficient number of clean, hygienic toilets. Toilets should be equipped with hand soap and hand-drying facilities (such as a hand dryer or paper towels), and display “Please wash your hands” notices. If employees need to wear workwear or protective clothing for their duties, a separate changing room should be provided for storing personal clothing and workwear to prevent cross-contamination. A rest area or pantry, separate from medicine storage and handling areas, should also be provided for employees to eat, drink and rest. Eating, drinking or storing food in medicine storage or handling areas is strictly prohibited, to avoid attracting pests and causing contamination.

📘 Regulatory basis

The Good Distribution Practice (GDP) states: “Storage areas should not contain toilets, showers or catering facilities. These facilities should be separate from the storage area but readily accessible to staff.” This clearly establishes the principle of functional separation.

📗 Drew Tang's recommendations

We recommend that clients design the premises layout so that staff facilities (toilets and rest areas) and core medicines handling areas (warehouse and work areas) have separate routes, minimising unnecessary movement through core areas. Installing a shoe-cover dispenser or tacky mat at the entrance to the rest area is also a good practice for strengthening hygiene controls.

📕 Risk notice

During a Department of Health inspection, finding employees’ lunch boxes or drinking cups beside medicine shelves, or food residue on workbenches, would constitute a serious hygiene deficiency. This not only reflects inadequate staff training but also exposes major management failures and may create a direct risk of medicine contamination, affecting the licence application.

Q173 · 存放文件和记录的区域(办公室)与药品储存区之间需要隔离吗?独立链接
Yes, the office area used to store documents and records must be separate from the medicine storage area. This separation is mainly for several reasons. First, offices are areas with high levels of staff activity, and separating them can reduce disturbance to the medicine storage environment and the risk of potential contamination. Secondly, offices do not usually require the strict temperature and humidity controls needed in a medicine warehouse. Separating the two can reduce energy costs and management complexity. Thirdly, paper documents and office equipment present a certain fire risk, so keeping them separate from the medicine storage area is a fire-safety measure. Ideally, the office should be a separate room. If space is limited, the office area must still be completely separated from the storage area by a partition wall or clear physical barrier, and activities in the office must not adversely affect the storage environment (such as temperature, humidity or cleanliness).

📘 Regulatory basis

Good Distribution Practice (GDP) emphasises functional segregation, requiring the layout and design of premises to prevent confusion and cross-contamination between different operational areas. Although it does not expressly require the office to be a separate room, separation is a fundamental principle.

📗 Drew Tang's recommendations

We recommend that clients plan to locate the office near the warehouse entrance. This allows visitors and administrative staff to complete most tasks without entering the core storage area, helping to strengthen access control and security management. The door between the office and the warehouse should remain closed.

📕 Risk notice

Placing a desk directly between pharmaceutical-product shelves is wholly unacceptable. This breaches the principle of functional zoning and creates multiple risks, including contamination, security and fire risks. Department of Health inspectors would immediately deem the premises design unsatisfactory, as it demonstrates a basic lack of understanding of the special requirements for pharmaceutical-product storage.

Q174 · 如果我选址的仓库旁边是餐厅或食品加工厂,会对牌照申请有负面影响吗?独立链接
The surrounding environment of a warehouse is one of the factors the Department of Health may consider when assessing an application. If your medicine warehouse is next to a restaurant, food-processing plant, refuse treatment facility or other premises that may be a serious source of pests, odours or contamination, this may negatively affect the licence application. The regulatory authority’s main concern is that these neighbouring activities may significantly increase the risk of your premises attracting and harbouring pests (such as cockroaches and rats). Even if your internal pest control is effective, pressure from the external environment may make the problem unmanageable. In addition, strong odours (such as cooking fumes) may enter the warehouse through the ventilation system, doors or windows and contaminate medicine packaging or even the contents. You will therefore need to demonstrate to the Department of Health that you have additional, highly effective measures to guard against these external risks.

📘 Regulatory basis

Good Distribution Practice (GDP) requires premises to be situated in a suitable environment and away from sources of contamination that could adversely affect the quality of medicines. Inspectors have the right to assess environmental risks around the premises.

📗 Drew Tang's recommendations

At the site-selection stage, we strongly recommend that clients thoroughly investigate the surroundings of the premises under consideration. If you cannot avoid being next to a high-risk neighbour, you must invest more in physical controls, such as improving the seals on all doors and windows, installing double doors or air curtains, and arranging a more frequent and comprehensive monitoring and treatment plan with a pest control company. It is essential to clearly set out these additional risk-control measures in the application documents.

📕 Risk notice

Do not underestimate the effect of the surrounding environment. If you choose premises above which there is a seafood market as a medicine warehouse, your chances of obtaining a licence may be negligible, regardless of your efforts inside. The regulatory authority may consider pest and hygiene risks in such an environment to be uncontrollable. A poor choice of location could render all your subsequent investment futile.

Q175 · 如果业务涉及药品重新包装或贴标签,操作区域需要满足什么特殊条件?独立链接
If your business involves secondary packaging of medicines (such as assembling packs) or relabelling, the area where these operations take place must meet a higher standard than an ordinary storage area, approaching that of a basic cleanroom. First, it must be a physically separate, enclosed room with independent access control. Second, it should have its own filtered ventilation system to control airborne dust particles and prevent cross-contamination. The walls, floor and ceiling must be smooth, seamless and easy to clean. Third, there should be an anteroom at the entrance where staff change into dedicated clean workwear, shoe covers and head covers. Fourth, the outer packaging of all materials used for packaging (such as new labels and cartons) must be cleaned before entering the area. Finally, all operations carried out in the area must have detailed batch production records and be traceable.

📘 Regulatory basis

These operations constitute “manufacturing” or “assembling” under the Pharmacy and Poisons Ordinance, even if they involve only labelling. The area must therefore comply with certain principles of Good Manufacturing Practice (GMP), particularly those relating to preventing contamination and ensuring product quality. You may need to apply for permission for “secondary packaging” under a Manufacturer’s Licence.

📗 Drew Tang's recommendations

We recommend that, if repackaging/labelling is a core part of your business, you plan a separate operating room meeting basic GMP requirements from the initial design stage. This investment is necessary. Engage an experienced cleanroom engineering company to design and construct the area, and conduct environmental testing to ensure that it meets the standards. RGYS may assist with document preparation and project coordination within the written scope of services; the respective responsible parties must verify personnel qualifications and statutory roles and take responsibility for professional judgements, while approval is determined independently by the competent authority.

📕 Risk notice

Opening cartons or relabelling medicines in an ordinary warehouse environment is strictly prohibited. These open operations take place in an uncontrolled environment, making medicines highly susceptible to microbial or dust contamination and mix-ups. If discovered, not only may the relevant licence application be refused, but you may also be prosecuted for suspected unlawful manufacture of medicines.

Q176 · 设备的“校准”(Calibration)和“验证”(Validation)有何区别?哪些设备需要做?独立链接
“Calibration” and “validation” are related but distinct concepts in quality assurance. “Calibration” is the process of comparing and adjusting the reading of a measuring instrument, such as a thermometer or weighing scale, against a recognised and more accurate standard to ensure the reading is accurate. It is a periodic activity carried out on an individual instrument. For example, sending your warehouse thermometer to a qualified laboratory each year to compare it with the laboratory’s standard thermometer is calibration. “Validation” is a broader, more systematic process that provides objective evidence that a process, system or item of equipment can consistently produce results that meet predetermined specifications and quality attributes. It does more than check accuracy: it demonstrates reliability and stability. For example, temperature mapping of a new cold room demonstrates that every corner can consistently be maintained at 2–8°C. This is a systematic validation process.

📘 Regulatory basis

Good Distribution Practice (GDP) and Good Manufacturing Practice (GMP) both set out clear requirements for calibration and validation. GDP requires all critical equipment used to monitor storage conditions, such as temperature and humidity recorders, to be calibrated regularly. Critical systems, such as the cold chain, must be validated.

📗 Drew Tang's recommendations

In simple terms, all measuring equipment that gives a specific reading needs to be “calibrated”, such as thermometers, hygrometers, weighing scales and pressure gauges. Systems or processes that need to be shown to function reliably as a whole need to be “validated”, such as cold rooms, refrigerated vehicles, computerised warehouse management systems (WMS) and cleaning procedures. Establish calibration/validation plans and records for all critical equipment and systems.

📕 Risk notice

Confusing these two concepts or failing to implement them is a common deficiency. If you provide a calibration certificate for a thermometer but cannot provide a temperature mapping validation report for the cold room, the Department of Health may consider that you have not demonstrated that the cold room is suitable. Any data obtained using uncalibrated instruments is invalid, which means all your temperature records may be considered unreliable.

Q177 · 对于仓库中即将过期或已经过期的药品,应如何管理以防误发?独立链接
Managing medicines by expiry date, particularly those nearing expiry or already expired, is central to inventory control. The aim is to strictly apply the “first expired, first out” (FEFO) principle and prevent expired medicines from entering the market. First, your inventory management system, whether a computerised WMS or a manual system, must accurately record the expiry date of each batch and sort stock by expiry date so that batches expiring sooner are picked first. Second, establish an “expiry-soon alert” mechanism. For example, the system could automatically flag all medicines due to expire within the next 6 months. Third, establish a specific procedure for handling flagged items approaching expiry, such as prioritising their sale or negotiating their disposition with the supplier. Fourth, once a medicine has expired, remove it from released stock immediately, transfer it to a physically segregated, clearly identified “non-conforming goods” or “expired goods” area, update the inventory records and await destruction under the chemical waste procedure.

📘 Regulatory basis

Good Distribution Practice (GDP) requires measures to ensure that expired medicines are not issued and are stored separately from usable stock. GDP also encourages the implementation of electronic systems to strengthen expiry date management controls.

📗 Drew Tang's recommendations

We strongly recommend that clients use a fully functional Warehouse Management System (WMS). A good WMS can not only automatically apply the FEFO principle, but also generate daily or weekly reports on products approaching their expiry dates, turning expiry management from a reactive process into proactive prevention. Regularly taking stock and reconciling the batch numbers and expiry dates of physical stock against the system records is also necessary to ensure the system's accuracy.

📕 Risk notice

Selling or distributing expired medicines to patients is an extremely serious offence. It may lead to revocation of the company's licence, and the person responsible may face criminal prosecution. If even one box of expired medicine is found on your released-goods shelves during a Department of Health inspection, your stock-management system may be considered to have failed completely, with very serious consequences.

Q178 · 药品仓库使用的计算机化库存管理系统(WMS),在数据安全和合规性方面有何要求?独立链接
A computerised Warehouse Management System (WMS) is central to modern pharmaceutical distribution, and its data security and compliance are critical. First, the system must be validated to demonstrate that it is accurate, reliable and consistent, and can meet all GDP requirements, such as expiry-date management and batch traceability. Second, the system must have robust access controls, with different permissions for users in different roles, such as warehouse administrators and quality managers, to prevent unauthorised changes to data. The creation, amendment or deletion of all critical data must be recorded in an immutable audit trail, showing ‘who, when, where and what was changed’. Third, reliable data backup and recovery procedures must be in place to prevent data loss caused by system failure, cyberattacks or disasters. The recoverability of backup data should be tested regularly.

📘 Regulatory basis

For computerised systems, the Good Distribution Practice (GDP) has a specific annex requiring systems to be validated, have security controls and audit trails, and include data backup and recovery mechanisms.

📗 Drew Tang's recommendations

When selecting a WMS supplier, be sure to assess whether it has experience serving the pharmaceutical industry and can provide a complete system validation package. We recommend that clients choose a cloud-based SaaS solution, as these providers usually handle most system maintenance, security and backup, reducing your own IT burden. However, you remain responsible for the system’s use and management.

📕 Risk notice

Using generic inventory management software that has not been validated to manage medicines is high-risk. If the system lacks batch / expiry date management or an audit trail, or allows data to be changed arbitrarily, it does not meet pharmaceutical regulatory requirements. During an inspection, Department of Health officers will examine your computer systems closely; a non-compliant system may obstruct your licence application.

Q179 · 为应对突发停电,药品仓库特别是冷链储存方面,需要制定怎样的应急预案?独立链接
A sudden power failure is a major risk for a medicines warehouse, particularly one storing cold-chain medicines. An adequate emergency plan should address several areas. First, **prevention and alerts**: all critical cold-chain equipment (cold rooms and refrigerators) should be connected to an uninterruptible power supply (UPS) and/or a backup generator. The temperature monitoring system itself should also have an independent backup battery and be able to send an alert to the person-in-charge immediately over a 4G/5G network in the event of a power failure. Second, **immediate response**: the plan should clearly identify the person responsible and their duties upon receiving an alert, such as going to the site immediately to check whether the generator has started or assessing the likely duration of the power failure. Third, **alternative arrangements**: if the power failure is expected to last a long time, beyond the capacity of the generator’s fuel supply or the UPS, the plan must provide for the safe transfer of medicines to an alternative storage site. This could be another compliant cold room with power, or emergency storage services arranged with a third-party logistics provider. All emergency operations must be documented in detail.

📘 Regulatory basis

Good Distribution Practice (GDP) requires contingency plans for all emergencies that may affect the quality of medicines, such as equipment failures. Maintaining continuous temperature control is a core requirement for cold-chain products, so a power failure contingency plan is essential.

📗 Drew Tang's recommendations

We strongly recommend that all clients storing cold-chain medicines invest in an automatic-start backup generator with a capacity matched to the cold room, and test it regularly to ensure it is ready for use at all times. For small quantities of medicines, you can prepare validated passive cool boxes that can maintain a low temperature for an extended period as temporary transfer equipment. Prepare a clear emergency contact list including 24-hour telephone numbers for the electricity supplier, generator repair service and emergency logistics partners.

📕 Risk notice

Having no written power-cut contingency plan is a serious management deficiency. If, during an inspection, you cannot explain how you would protect your cold-chain medicines during a power failure, your licence application will face considerable risk. A prolonged power cut without effective contingency measures could result in medicines worth millions being written off, with devastating consequences for the company.

Q180 · 药品仓库的卸货和装货区域(Loading/Unloading Bays)在设计和管理上有哪些要求?独立链接
Loading and unloading areas are the points through which medicines enter and leave the premises, and their design and management are essential to protecting medicine quality. First, the area should provide sufficient protection from adverse weather, such as direct sunlight and rain, while medicines are being loaded or unloaded. Ideally, it should be fully enclosed or at least covered by a roof. Second, it should be well separated from the external environment, for example by using rapid roller shutters, to reduce the impact of insects, dust and temperature and humidity fluctuations on the warehouse interior. Third, the floor should be level and sturdy to facilitate the use of handling equipment. Fourth, the area must be clearly divided, with receiving and dispatch areas appropriately separated to prevent confusion between finished goods about to be dispatched and quarantined goods pending examination that have just been received. Finally, the area should be kept clean and orderly, free from clutter and sufficiently well lit to allow inspection of goods labels and appearance.

📘 Regulatory basis

Good Distribution Practice (GDP) expressly requires that “receiving and dispatch areas should protect goods from the weather. The design and equipment of the receiving area should allow incoming containers to be cleaned before receipt. There should be adequate space for the orderly handling of goods”.

📗 Drew Tang's recommendations

We recommend that clients install a dock leveller and dock seal at the loading bay to create an enclosed passage between the lorry and the warehouse. This can greatly improve environmental control as well as loading and unloading efficiency and safety. It is a hallmark facility of a modern pharmaceutical warehouse and will make a very professional impression on inspectors.

📕 Risk notice

Loading and unloading medicines in the open is unacceptable, especially in rain or direct sunlight. This exposes medicines to uncontrolled temperature and humidity conditions and contamination risks. If your loading area is disorderly, with incoming and outgoing medicines mixed together, this will be regarded as a serious risk of cross-contamination and dispatch errors, and a major inspection deficiency.

Q181 · 对于人员进出药品储存区,应如何进行有效的访问控制?独立链接
Access control in medicine storage areas is essential to safeguard medicines and prevent unauthorised access. An effective access control system should combine physical barriers with procedural controls. Physically, all entrances to storage areas should be locked and access restricted to authorised personnel. An electronic access control system (such as card or fingerprint access) is recommended instead of traditional keys. Electronic systems can assign different access permissions to each employee and generate detailed entry and exit records. Procedurally, a written Access Control Procedure must specify which roles have access and under what circumstances they may enter. Visitors, maintenance personnel and contractors, as well as other unauthorised persons, must be accompanied at all times by an authorised employee, and their identity, reason for visit, and entry and exit times must be recorded in a Visitor Register.

📘 Regulatory basis

Good Distribution Practice (GDP) requires that “unauthorised personnel must not enter storage areas”. Licence holders must therefore establish and implement effective security and access controls to protect stored medicines.

📗 Drew Tang's recommendations

We recommend that clients issue identification cards to all employees entering the storage area and require them to wear them while on duty. This helps identify authorised personnel. For special circumstances such as maintenance, issue time-limited temporary access cards and retrieve them immediately after the work is completed. Regularly reviewing access records for unusual entry or exit activity is an important part of proactive security management.

📕 Risk notice

A warehouse with no access controls and unrestricted entry is wholly non-compliant. This not only increases the risk of medicines being stolen, but also fails to prevent potential malicious damage or contamination. If a Department of Health inspection finds that anyone can freely enter and leave your pharmaceutical warehouse, your security management will be rated very poorly and your licence application will face significant difficulties.

Q182 · 仓库员工的培训记录需要包含哪些内容,以证明其具备操作资格?独立链接
Staff implement the quality management system, and their training records are important evidence to the regulator that they are “competent” to perform their duties. A complete training file should systematically document all training received by an employee from induction through to their ongoing employment. It must include: 1. **Basic training**: training on the company's quality policy, basic pharmaceutical regulatory requirements (such as GDP) and personal hygiene requirements. 2. **Role-specific SOP training**: training on the SOPs relevant to each employee's role; for example, goods-receiving staff should be trained on the goods-receiving SOP and picking staff on the picking SOP. 3. **Specific skills training**: for cold-chain activities, training in cold-chain management and emergency procedures; for handling dangerous medicines, training in relevant legislation and safe handling procedures. 4. **Ongoing training**: regular updates on GDP and training on new SOPs. Each training record should include the date, subject, training materials and trainer, and, most importantly, the trainee's signature and assessment results (where applicable) as evidence that they have understood the training.

📘 Regulatory basis

Good Distribution Practice (GDP) expressly states that “all personnel involved in wholesale distribution activities should receive training relevant to their responsibilities” and requires that “training records should be kept and the effectiveness of training should be periodically assessed”.

📗 Drew Tang's recommendations

We recommend that clients maintain an individual training file for each employee and draw up an annual training plan. When new employees join, in addition to SOP training, assign an experienced employee as a mentor to provide on-the-job training and guidance. Linking training records to employees’ job descriptions makes it easier to demonstrate to inspectors that training is relevant and effective.

📕 Risk notice

If training records are missing or incomplete (for example, they state only the training topic and lack staff signatures), this is treated as if no training took place. If staff cannot explain the SOPs relevant to their roles during an inspection, this is not merely an individual employee issue; it is a serious failure of the company’s training system and management, and will directly affect the licence application outcome.

Q183 · 药品仓库的货架和托盘(卡板)在选择和使用上有什么要求?独立链接
Shelving and pallets are essential for medicine storage, and their selection and use directly affect the safety, orderly storage and cleanliness of medicines. First, for materials, preference should be given to smooth, durable metal or plastic that does not shed particles and is easy to clean. Untreated wooden shelving or pallets must not be used because wood can absorb moisture, develop mould, produce splinters and harbour pests. If wooden pallets must be used, they should be high-quality pallets that have been heat-treated or fumigated and bear the relevant marking (such as the IPPC mark). Second, all medicines, including their outer cartons, must be stored off the floor on shelves or pallets to protect them from damp and facilitate cleaning. Shelving and pallets should be cleaned regularly and checked for structural integrity and damage. Shelves must have sufficient load-bearing capacity for the weight of the medicines stored on them, with their load limits clearly marked.

📘 Regulatory basis

The Good Distribution Practice (GDP) requires medicines to be stored “off the floor” (off-the-floor storage) and under appropriate conditions to prevent contamination. Although no specific material is prescribed, “easy to clean” and “preventing contamination” are the core principles.

📗 Drew Tang's recommendations

We strongly recommend that clients use metal shelving and plastic pallets throughout. Although the initial investment is slightly higher, this is the most economical choice in the long term in terms of compliance, durability and hygiene. Coding the storage locations on each shelf and linking them to the WMS can greatly improve the accuracy and efficiency of inventory management.

📕 Risk notice

During a Department of Health inspection, finding medicine cartons stacked directly on a concrete floor, or damaged or mouldy wooden pallets in use, would be a basic but serious deficiency. This directly contravenes fundamental medicine storage principles and suggests very poor warehouse management, leaving an extremely poor impression on inspectors.

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Plan Your Hong Kong Pharmaceutical Licensing Project with Drew Tang

Business Manager Tang Shangyong (Drew Tang) will review your products, operating model, licence type and preparation requirements with you one-to-one. The precise service scope is confirmed in writing; pharmaceutical duties are carried out by legally qualified personnel, and approvals are determined by the competent authorities.

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